We support the needs of your Compliance reporting by providing innovative and practical solutions. We help you with the data aggregation and reporting to manage the regulatory process.

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Core Services

  • Review investor subscription agreements and supporting documents from compliance perspective
  • Process subscriptions / contributions and redemptions / withdrawals in accordance with the fund offering documents
  • Facilitate the transfer of subscription / contribution monies to the fund’s prime broker account and also arrange payment for authorized redemptions / withdrawals in compliance with policies
  • Report to investors on a periodic basis regarding trade confirmations and statements
  • Compliance Calendar
  • Code of Ethics
  • Audit Support
  • Compliance Manuals & Revisions